Form 4 for KPRX KIORA PHARMACEUTICALS INC
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001372514-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-03 | KPRX | Strem Brian M. | Pres, CEO, Dir | A - Grant | $3.83 | +15.6K | 28.8K | +118% | +$59.7K |
| D | 2023-03-07 | 2023-03-03 | KPRX | Strem Brian M. | Pres, CEO, Dir | A - Grant | $0.00 | +10.4K | 10.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | A | A | 15,600 | $3.83 | 28,783 | D | — | — | (F1) Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan (the "Plan"). The restrictions will vest as to one-third (1/3) of the shares on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continuous service through each such vesting date. |
| 2 | Derivative | Stock Option (right to buy) | 2023-03-03 | A | A | 10,400 | $0.00 | 10,400 | D | $3.83 · — to 2033-03-03 | 10,400 Common Stock | (F2) The reporting person received an option to purchase Common Stock from the Issuer pursuant to the Plan. The option will become exercisable as to one-third (1/3) of the shares underlying the Option on March 3, 2024, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years, subject to the reporting person's continuous service through each such vesting date. |