Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001373630-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-18 | 2022-02-17 | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | +8,850 | 152.7K | +6% | $0 |
| D | 2022-02-18 | 2022-02-16 | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | A - Grant | $0.00 | +25.2K | 25.2K | New | $0 |
| D | 2022-02-18 | 2022-02-17 | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | -8,850 | 26.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-02-17 | M | A | 8,850 | $0.00 | 152,720 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-02-16 | A | A | 25,164 | $0.00 | 25,164 | D | — · — to — | 25,164 Common Stock, par value $0.001 per share | (F7) Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. (F8) The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). |
| 3 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 8,850 | $0.00 | 26,550 | D | — · — to — | 8,850 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F9) On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025 |