Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001373630-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | +22.0K | 229.6K | +11% | $0 |
| DM | 2023-02-22 | 2023-02-17+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | -22.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-02-17 | M | A | 8,850 | $0.00 | 216,460 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F2) Owned by Rohit Kapoor. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-02-20 | M | A | 7,228 | $0.00 | 223,688 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F2) Owned by Rohit Kapoor. |
| 3 | Common | Common Stock, par value $0.001 per share | 2023-02-20 | M | A | 5,880 | $0.00 | 229,568 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F2) Owned by Rohit Kapoor. |
| 4 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 8,850 | $0.00 | 17,700 | D | — · — to — | 8,850 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F8) On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025. |
| 5 | Derivative | Restricted Stock Units | 2023-02-20 | M | D | 5,880 | $0.00 | 5,880 | D | — · — to — | 5,880 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F10) On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024. |
| 6 | Derivative | Common Stock, par value $0.001 per share | 2023-02-20 | M | D | 7,228 | $0.00 | 0 | D | — · — to — | 7,228 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F9) On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023. |