Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001373633-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-16 | EXLS | Bhalla Vikas | EVP, Head of Outsourcing | F - Tax | $172.03 | -465 | 17.1K | -3% | -$80.0K |
| D | 2023-02-21 | 2023-02-16 | EXLS | Bhalla Vikas | EVP, Head of Outsourcing | M - OptEx | $0.00 | +1,087 | 17.6K | +7% | $0 |
| D | 2023-02-21 | 2023-02-16 | EXLS | Bhalla Vikas | EVP, Head of Outsourcing | M - OptEx | $0.00 | -1,087 | 3,261 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-02-16 | F | D | 465 | $172.03 | 17,129 | D | — | — | (F2) The reporting person's restricted stock units reported in this report vested on February 16, 2023. Under the Company's 2018 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-02-16 | M | A | 1,087 | $0.00 | 17,594 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 1,087 | $0.00 | 3,261 | D | — · — to — | 1,087 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F3) On February 16, 2022, the reporting person was granted 4,348 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units will vest on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026. |