Form 4 for CVI CVR ENERGY INC
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001376139-23-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-15 | 2023-12-13 | CVI | PYTOSH MARK A | EVP - Corp. Services | M - OptEx | $0.00 | +25.3K | 13.5K | New | $0 |
| DM | 2023-12-15 | 2023-12-13 | CVI | PYTOSH MARK A | EVP - Corp. Services | D - Sale to Iss | $30.97 | -25.3K | 0 | -100% | -$782.5K |
| D | 2023-12-15 | 2023-12-13 | CVI | PYTOSH MARK A | EVP - Corp. Services | A - Grant | $0.00 | +15.9K | 15.9K | New | $0 |
| DM | 2023-12-15 | 2023-12-13 | CVI | PYTOSH MARK A | EVP - Corp. Services | M - OptEx | $0.00 | -25.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | M | A | 7,614 | $0.00 | 7,614 | D | — | — | (F4) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. |
| 2 | Common | Common Stock | 2023-12-13 | D | D | 4,116 | $30.97 | 0 | D | — | — | (F5) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F3) This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date. |
| 3 | Common | Common Stock | 2023-12-13 | M | A | 4,116 | $0.00 | 4,116 | D | — | — | (F5) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. |
| 4 | Common | Common Stock | 2023-12-13 | M | A | 13,536 | $0.00 | 13,536 | D | — | — | (F1) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 9, 2020. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. |
| 5 | Common | Common Stock | 2023-12-13 | D | D | 13,536 | $30.97 | 0 | D | — | — | (F1) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 9, 2020. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F3) This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date. |
| 6 | Common | Common Stock | 2023-12-13 | D | D | 7,614 | $30.97 | 0 | D | — | — | (F4) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F3) This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date. |
| 7 | Derivative | Incentive Units | 2023-12-13 | A | A | 15,921 | $0.00 | 15,921 | D | — · — to — | 15,921 Common Stock | (F7) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 13, 2023. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. (F6) The Incentive Units expire immediately upon vest. |
| 8 | Derivative | Incentive Units | 2023-12-13 | M | D | 7,614 | $0.00 | 7,614 | D | — · — to — | 7,614 Common Stock | (F4) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. (F6) The Incentive Units expire immediately upon vest. |
| 9 | Derivative | Incentive Units | 2023-12-13 | M | D | 4,116 | $0.00 | 8,232 | D | — · — to — | 4,116 Common Stock | (F5) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. (F6) The Incentive Units expire immediately upon vest. |
| 10 | Derivative | Incentive Units | 2023-12-13 | M | D | 13,536 | $0.00 | 0 | D | — · — to — | 13,536 Common Stock | (F1) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 9, 2020. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. (F6) The Incentive Units expire immediately upon vest. |