Form 4 for LUCYW Innovative Eyewear Inc
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001376474-24-000537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-24 | 2024-09-20 | LUCYW | Galkin Vladimir | 10% | P - Purchase | $10.31 | +70.0K | 813.2K | +9% | +$721.5K |
| MI | 2024-09-24 | 2024-09-20 | LUCYW | Galkin Vladimir | 10% | S - Sale | $10.61 | -14.0K | 802.5K | -2% | -$148.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.00001 | 2024-09-20 | P | A | 45,401 | $10.37 | 788,646 | I See footnote | — | — | (F1) The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (6) in this Form 4. (F2) The purchases were executed in multiple trades at prices ranging from $10.33 to $10.37. (F3) The shares of Common Stock are held jointly by Vladimir Galkin and Angelica Galkin, husband and wife. Accordingly, this Form 4 is being filed jointly by: (i) each of Vladimir Galkin and Angelica Galkin, husband and wife; and (ii) The Angelica Galkin Revocable Trust, dated April 21, 2018 ('Galkin Revocable Trust'). On September 20, 2024, the Galkin Revocable Trust ceased to be a beneficial owner of Common Stock upon the transfer of 799,208 shares of Common Stock of Issuer (representing all of its shares of Common Stock) to a joint account held by Vladimir Galkin and Angelica Galkin. |
| 2 | Common | Common Stock, par value $0.00001 | 2024-09-20 | P | A | 24,599 | $10.19 | 813,245 | I See footnote | — | — | (F4) The purchases were executed in multiple trades at prices ranging from $10.11 to $10.20. (F1) The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (6) in this Form 4. (F3) The shares of Common Stock are held jointly by Vladimir Galkin and Angelica Galkin, husband and wife. Accordingly, this Form 4 is being filed jointly by: (i) each of Vladimir Galkin and Angelica Galkin, husband and wife; and (ii) The Angelica Galkin Revocable Trust, dated April 21, 2018 ('Galkin Revocable Trust'). On September 20, 2024, the Galkin Revocable Trust ceased to be a beneficial owner of Common Stock upon the transfer of 799,208 shares of Common Stock of Issuer (representing all of its shares of Common Stock) to a joint account held by Vladimir Galkin and Angelica Galkin. |
| 3 | Common | Common Stock, par value $0.00001 | 2024-09-20 | S | D | 3,245 | $10.00 | 799,208 | I See footnote | — | — | (F1) The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (6) in this Form 4. (F6) The sales were executed in multiple trades at a price of $10.00. (F3) The shares of Common Stock are held jointly by Vladimir Galkin and Angelica Galkin, husband and wife. Accordingly, this Form 4 is being filed jointly by: (i) each of Vladimir Galkin and Angelica Galkin, husband and wife; and (ii) The Angelica Galkin Revocable Trust, dated April 21, 2018 ('Galkin Revocable Trust'). On September 20, 2024, the Galkin Revocable Trust ceased to be a beneficial owner of Common Stock upon the transfer of 799,208 shares of Common Stock of Issuer (representing all of its shares of Common Stock) to a joint account held by Vladimir Galkin and Angelica Galkin. |
| 4 | Common | Common Stock, par value $0.00001 | 2024-09-20 | S | D | 10,792 | $10.79 | 802,453 | I See footnote | — | — | (F1) The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (6) in this Form 4. (F5) The sales were executed in multiple trades at a price of $10.79. (F3) The shares of Common Stock are held jointly by Vladimir Galkin and Angelica Galkin, husband and wife. Accordingly, this Form 4 is being filed jointly by: (i) each of Vladimir Galkin and Angelica Galkin, husband and wife; and (ii) The Angelica Galkin Revocable Trust, dated April 21, 2018 ('Galkin Revocable Trust'). On September 20, 2024, the Galkin Revocable Trust ceased to be a beneficial owner of Common Stock upon the transfer of 799,208 shares of Common Stock of Issuer (representing all of its shares of Common Stock) to a joint account held by Vladimir Galkin and Angelica Galkin. |