Form 4 for NCMI National CineMedia, Inc.
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-29 · accession 0001377630-23-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-01 | 2023-07-29 | NCMI | Lesinski Thomas F. | CEO, Dir | F - Tax | $0.34 | -45.7K | 377.6K | -11% | -$15.6K |
| D | 2023-08-01 | 2023-07-29 | NCMI | Lesinski Thomas F. | CEO, Dir | M - OptEx | $0.00 | +92.3K | 423.4K | +28% | $0 |
| D | 2023-08-01 | 2023-07-29 | NCMI | Lesinski Thomas F. | CEO, Dir | M - OptEx | $0.00 | -92.3K | 0 | -100% | $0 |
| DM | 2023-08-01 | 2023-07-31 | NCMI | Lesinski Thomas F. | CEO, Dir | A - Grant | $0.00 | +2.49M | 250.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-29 | F | D | 45,739 | $0.34 | 377,625 | D | — | — | (F2) Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-07-29 | M | A | 92,251 | $0.00 | 423,364 | D | — | — | (F1) Represents acquisition of common stock upon vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-07-29 | M | D | 92,251 | $0.00 | 0 | D | — · 2023-07-29 to 2023-07-29 | 92,251 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-07-31 | A | A | 2,236,802 | $0.00 | 2,236,802 | D | — · — to — | 2,236,802 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F5) The restricted stock units will vest in three equal annual installments beginning July 31, 2024. |
| 5 | Derivative | Employee stock option (right to buy) | 2023-07-31 | A | A | 250,000 | $0.00 | 250,000 | D | $3.50 · — to 2033-07-31 | 250,000 Common Stock | (F4) The options vest in three equal annual installments beginning July 31, 2024. |