Form 4 for NCMI National CineMedia, Inc.
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-04 · accession 0001377630-23-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-08 | 2023-08-04 | NCMI | Lesinski Thomas F. | CEO, Dir | M - OptEx | $0.00 | +8,090 | 48.8K | +20% | $0 |
| D | 2023-08-08 | 2023-08-07 | NCMI | Lesinski Thomas F. | CEO, Dir | A - Grant | $0.00 | +50 | 50 | New | $0 |
| D | 2023-08-08 | 2023-08-04 | NCMI | Lesinski Thomas F. | CEO, Dir | S - Sale+OE | $3.18 | -4,732 | 44.1K | -10% | -$15.0K |
| D | 2023-08-08 | 2023-08-04 | NCMI | Lesinski Thomas F. | CEO, Dir | M - OptEx | $0.00 | -8,090 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-04 | M | A | 8,090 | $0.00 | 48,833 | D | — | — | (F1) Represents acquisition of common stock upon vesting of restricted stock units. |
| 2 | Common | Series B Preferred Stock | 2023-08-07 | A | A | 50 | $0.00 | 50 | D | — | — | (F3) At any time following the third anniversary of the date of issuance, the Series B Preferred Stock may be redeemed, at a price equal to $1,000 per share. |
| 3 | Common | Common Stock | 2023-08-04 | S | D | 4,732 | $3.18 | 44,101 | D | — | — | (F2) Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement. |
| 4 | Derivative | Restricted Stock Units | 2023-08-04 | M | D | 8,090 | $0.00 | 0 | D | — · 2023-08-04 to 2023-08-04 | 8,090 Common Stock | (F4) Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |