Form 4 for IBKR Interactive Brokers
Accepted 2023-09-13 00:00:00 ET · period of report 2023-08-09 · accession 0001381197-23-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-13 | 2023-08-10 | IBKR | Nemser Earl H | Vice COB, Dir | J - Other | $86.85 | +174.8K | 294.5K | +146% | +$15.18M | |
| MI | 2023-09-13 | 2023-08-09+ | IBKR | Nemser Earl H | Vice COB, Dir | J - Other | $86.85 | -396.0K | 174.8K | -69% | -$34.39M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-08-10 | J | A | 174,822 | $86.85 | 294,488 | D | — | — | (F4) Represents the number of securities distributed to the Reporting Person by EN Holdings LLC. These shares are directly owned by the Reporting Person. (F3) The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2023, the date when the exchange described in footnote (1) took place. (F5) This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units awarded under the amended 2007 Stock Incentive Plan ("Plan") and (c) unvested restricted stock units awarded under the Plan. |
| 2 | Common | Class A common stock | 2023-08-10 | J | D | 174,822 | $86.85 | 0 | I By EN Holdings LLC | — | — | (F4) Represents the number of securities distributed to the Reporting Person by EN Holdings LLC. These shares are directly owned by the Reporting Person. (F3) The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2023, the date when the exchange described in footnote (1) took place. |
| 3 | Common | Class A common stock | 2023-08-09 | J | D | 221,178 | $86.85 | 174,822 | I By EN Holdings LLC | — | — | (F2) Represents the number of securities distributed to certain members of EN Holdings LLC. (F3) The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2023, the date when the exchange described in footnote (1) took place. |