InsiderTrades

Form 4 for PLSE PULSE BIOSCIENCES, INC.

Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-09 · accession 0001387131-22-006922 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2022-06-10 2022-06-09 PLSE Levinson Mitchell E. Chief Strategy Off, Dir X - OptEx — +10.9K 37.5K +41% —
DMI 2022-06-10 2022-06-09 PLSE Levinson Mitchell E. Chief Strategy Off, Dir X - OptEx — +1,243 734 New —
D 2022-06-10 2022-06-09 PLSE Levinson Mitchell E. Chief Strategy Off, Dir P - Purchase — +10.9K 10.9K New —
DMI 2022-06-10 2022-06-09 PLSE Levinson Mitchell E. Chief Strategy Off, Dir P - Purchase — +1,243 143 New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-06-09 X A 10,935 — 37,504 D Spouse — — (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
2 Common Common Stock 2022-06-09 X A 814 — 4,135 I Immediate family member — — (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
3 Common Common Stock 2022-06-09 X A 143 — 734 I — — (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
4 Common Common Stock 2022-06-09 X A 143 — 734 I Immediate family member — — (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
5 Common Common Stock 2022-06-09 X A 143 — 734 I Immediate family member — — (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
6 Derivative Warrant (right to buy) 2022-06-09 P A 10,935 — 10,935 D Spouse $2.05 · 2022-06-09 to 2027-06-09 10,935 Common Stock (F1) The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC. (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
7 Derivative Warrant (right to buy) 2022-06-09 P A 143 — 143 I Immediate family member $2.05 · 2022-06-09 to 2027-06-09 143 Common Stock (F1) The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC. (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
8 Derivative Warrant (right to buy) 2022-06-09 P A 814 — 814 I Immediate family member $2.05 · 2022-06-09 to 2027-06-09 814 Common Stock (F1) The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC. (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
9 Derivative Warrant (right to buy) 2022-06-09 P A 143 — 143 I Immediate family member $2.05 · 2022-06-09 to 2027-06-09 143 Common Stock (F1) The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC. (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.
10 Derivative Warrant (right to buy) 2022-06-09 P A 143 — 143 I $2.05 · 2022-06-09 to 2027-06-09 143 Common Stock (F1) The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC. (F2) Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.