Form 4 for PLSE PULSE BIOSCIENCES, INC.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001387131-23-007625 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-06-16 | 2023-06-14 | PLSE | DUGGAN ROBERT W | Dir, 10% | X - OptEx | $2.05 | +81.0K | 492.1K | +20% | +$166.1K |
| D | 2023-06-16 | 2023-06-14 | PLSE | DUGGAN ROBERT W | Dir, 10% | X - OptEx | $2.05 | +5.68M | 36.10M | +19% | +$11.65M |
| D | 2023-06-16 | 2023-06-14 | PLSE | DUGGAN ROBERT W | Dir, 10% | X - OptEx | $0.00 | -5.68M | 0 | -100% | $0 |
| DI | 2023-06-16 | 2023-06-14 | PLSE | DUGGAN ROBERT W | Dir, 10% | X - OptEx | $0.00 | -81.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | X | A | 81,025 | $2.05 | 492,069 | I | — | — | |
| 2 | Common | Common Stock | 2023-06-14 | X | A | 5,683,163 | $2.05 | 36,097,824 | D See footnote | — | — | (F1) Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. |
| 3 | Derivative | Warrant (right to buy) | 2023-06-14 | X | D | 5,683,163 | $0.00 | 0 | D See footnote | $2.05 · 2022-06-09 to 2027-06-09 | 5,683,163 Common Stock | (F1) Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. |
| 4 | Derivative | Warrant (right to buy) | 2023-06-14 | X | D | 81,025 | $0.00 | 0 | I | $2.05 · 2022-06-09 to 2027-06-09 | 81,025 Common Stock |