Form 4 for AOSL ALPHA & OMEGA SEMICONDUCTOR Ltd
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-04 · accession 0001387467-22-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-05 | 2022-04-04 | AOSL | SALAMEH MICHAEL J | Dir | S - Sale+OE | $53.16 | -12.5K | 58.4K | -18% | -$664.5K |
| D | 2022-04-05 | 2022-04-04 | AOSL | SALAMEH MICHAEL J | Dir | M - OptEx | $7.56 | +2,500 | 60.9K | +4% | +$18.9K |
| D | 2022-04-05 | 2022-04-04 | AOSL | SALAMEH MICHAEL J | Dir | M - OptEx | $0.00 | -2,500 | 5,000 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-04-04 | S | D | 10,000 | $53.17 | 58,425 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.26 to $53.90, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 2 | Common | Common Shares | 2022-04-04 | M | A | 2,500 | $7.56 | 60,925 | D | — | — | |
| 3 | Common | Common Shares | 2022-04-04 | S | D | 2,500 | $53.13 | 58,425 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.66 to $53.73, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 4 | Derivative | Share Option (right to buy) | 2022-04-04 | M | D | 2,500 | $0.00 | 5,000 | D | $7.56 · — to 2023-11-10 | 2,500 Common Share | (F4) All options are fully vested and exercisable. |