Form 4 for AOSL ALPHA & OMEGA SEMICONDUCTOR Ltd
Accepted 2024-01-19 00:00:00 ET · period of report 2024-01-18 · accession 0001387467-24-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-19 | 2024-01-18+ | AOSL | Pfeiffer Michael L | Dir | M - OptEx | $7.21 | +6,875 | 63.8K | +12% | +$49.6K |
| DM | 2024-01-19 | 2024-01-18+ | AOSL | Pfeiffer Michael L | Dir | S - Sale+OE | $27.21 | -3,337 | 59.3K | -5% | -$90.8K |
| DM | 2024-01-19 | 2024-01-18+ | AOSL | Pfeiffer Michael L | Dir | M - OptEx | $0.00 | -6,875 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-01-18 | M | A | 2,375 | $7.21 | 59,994 | D | — | — | |
| 2 | Common | Common Shares | 2024-01-19 | S | D | 2,673 | $27.34 | 61,157 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023. (F2) The price reported in Column 4 is the exact price at which all shares were sold. |
| 3 | Common | Common Shares | 2024-01-18 | S | D | 664 | $26.68 | 59,330 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023. (F2) The price reported in Column 4 is the exact price at which all shares were sold. |
| 4 | Common | Common Shares | 2024-01-19 | M | A | 4,500 | $7.21 | 63,830 | D | — | — | |
| 5 | Derivative | Share Option (Right to Buy) | 2024-01-18 | M | D | 2,375 | $0.00 | 4,500 | D | $7.21 · — to 2024-01-28 | 2,375 Common Share | (F3) The option is fully vested and immediately exercisable for all option shares. |
| 6 | Derivative | Share Option (Right to Buy) | 2024-01-19 | M | D | 4,500 | $0.00 | 0 | D | $7.21 · — to 2024-01-28 | 4,500 Common Share | (F3) The option is fully vested and immediately exercisable for all option shares. |