Form 4 for AOSL ALPHA & OMEGA SEMICONDUCTOR Ltd
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001387467-24-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-18 | 2024-03-15 | AOSL | Chang Mike F | Executive COB, Dir, 10% | F - Tax | $21.55 | -55.0K | 4.50M | -1% | -$1.18M |
| 2024-03-18 | 2024-03-15 | AOSL | Chang Mike F | Executive COB, Dir, 10% | A - Grant | $0.00 | +37.5K | 4.53M | +0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-15 | F | D | 24,167 | $21.55 | 4,472,816 | D | — | — | (F5) Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of Performance Share Units (PSU) granted on March 16, 2020, March 15, 2021, and March 15, 2022. (F2) Includes 27,090 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person . (F3) Includes an aggregate of 118,125 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 37,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future. |
| 2 | Common | Common Shares | 2024-03-15 | F | D | 30,803 | $21.55 | 4,496,983 | D | — | — | (F4) Shares withheld to satisfy the Issuer's tax withholding obligation upon vesting of Restricted Share Units (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023. (F2) Includes 27,090 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person . (F3) Includes an aggregate of 118,125 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 37,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future. |
| 3 | Common | Common Shares | 2024-03-15 | A | A | 37,500 | $0.00 | 4,527,786 | D | — | — | (F1) The Restricted Share Unit (RSU) shall vest in equal annual installments over four (4) years from March 15, 2024, provided that the Reporting Person remains in the Issuer's service through each such vesting date. (F2) Includes 27,090 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person . (F3) Includes an aggregate of 118,125 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 37,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future. |