Form 4 for AOSL ALPHA & OMEGA SEMICONDUCTOR Ltd
Accepted 2024-12-05 00:00:00 ET · period of report 2024-12-05 · accession 0001387467-24-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-12-05 | 2024-12-05 | AOSL | Chen Claudia | Dir | S - Sale | $51.27 | -5,623 | 26.6K | -17% | -$288.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Share | 2024-12-05 | S | D | 1,200 | $51.63 | 28,409 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2024. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.2100 to $52.1000, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 2 | Common | Common Share | 2024-12-05 | S | D | 2,586 | $50.27 | 29,609 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2024. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.1400 to $50.7550, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 3 | Common | Common Share | 2024-12-05 | S | D | 1,837 | $52.44 | 26,572 | D | — | — | (F1) The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2024. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.4150 to $52.6100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |