Form 4 for ESI Element Solutions Inc
Accepted 2025-09-19 00:00:00 ET · period of report 2025-09-18 · accession 0001390463-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-19 | 2025-09-18 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | $11.60 | +120.2K | 687.5K | +21% | +$1.39M |
| D | 2025-09-19 | 2025-09-18 | ESI | Capps John Edward | EVP, GC, Sec | S - Sale+OE | $26.77 | -77.7K | 609.8K | -11% | -$2.08M |
| DM | 2025-09-19 | 2025-09-18 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | $0.00 | -120.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2025-09-18 | M | A | 33,719 | $11.34 | 601,008 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2025-09-18 | M | A | 25,615 | $9.52 | 626,623 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2025-09-18 | S | D | 77,674 | $26.77 | 609,790 | D | — | — | (F1) Represents shares sold to cover the applicable option exercise prices and taxes. (F2) This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.60 to $26.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock, par value $0.01 per share | 2025-09-18 | M | A | 21,695 | $13.30 | 648,318 | D | — | — | |
| 5 | Common | Common Stock, par value $0.01 per share | 2025-09-18 | M | A | 39,146 | $12.25 | 687,464 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-09-18 | M | D | 21,695 | $0.00 | 0 | D | $13.30 · — to 2027-02-21 | 21,695 Common Stock | (F3) All stock options were fully vested and exercisable. |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-09-18 | M | D | 25,615 | $0.00 | 0 | D | $9.52 · — to 2026-06-01 | 25,615 Common Stock | (F3) All stock options were fully vested and exercisable. |
| 8 | Derivative | Stock Option (Right to Buy) | 2025-09-18 | M | D | 33,719 | $0.00 | 0 | D | $11.34 · — to 2029-02-20 | 33,719 Common Stock | (F3) All stock options were fully vested and exercisable. |
| 9 | Derivative | Stock Option (Right to Buy) | 2025-09-18 | M | D | 39,146 | $0.00 | 0 | D | $12.25 · — to 2030-02-19 | 39,146 Common Stock | (F3) All stock options were fully vested and exercisable. |