Form 4 for SMCI Supermicro
Accepted 2025-07-02 00:00:00 ET · period of report 2025-07-01 · accession 0001392937-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-02 | 2025-07-01 | SMCI | Liaw Yih-Shyan Wally | Dir | M - OptEx | — | +1,393 | 73.7K | +2% | — |
| DM | 2025-07-02 | 2025-07-01 | SMCI | Liaw Yih-Shyan Wally | Dir | F - Tax | $47.20 | -500 | 73.1K | -0.7% | -$23.6K |
| DM | 2025-07-02 | 2025-07-01 | SMCI | Liaw Yih-Shyan Wally | Dir | M - OptEx | $0.00 | -1,393 | 1,600 | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-01 | M | A | 800 | — | 73,404 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2025-07-01 | F | D | 213 | $47.20 | 73,497 | D | — | — | |
| 3 | Common | Common Stock | 2025-07-01 | M | A | 593 | — | 73,710 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 4 | Common | Common Stock | 2025-07-01 | F | D | 287 | $47.20 | 73,117 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2025-07-01 | M | D | 593 | $0.00 | 1,780 | D | — · — to — | 593 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F5) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |
| 6 | Derivative | Restricted Stock Units | 2025-07-01 | M | D | 800 | $0.00 | 1,600 | D | — · — to — | 800 Common Stock | (F3) This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F4) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |