Form 4 for SMCI Supermicro
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-27 · accession 0001392941-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-02-27 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | $4.24 | +21.0K | 630.8K | +3% | +$89.0K |
| D | 2026-03-03 | 2026-02-27 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | $0.00 | -21.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-27 | M | A | 20,980 | $4.24 | 630,780 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2026-02-27 | M | D | 20,980 | $0.00 | 0 | D | $4.24 · — to 2026-04-27 | 20,980 Common Stock | (F1) This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. (F2) This stock option was granted on April 27, 2021. It is fully vested and exercisable. |