Form 4 for SMCI Supermicro
Accepted 2026-07-02 17:52:18 ET · period of report 2026-07-01 · accession 0001392941-26-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-07-02 17:52 | 2026-07-01 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | — | +1,613 | 634.5K | +0.3% | — |
| DM | 2026-07-02 17:52 | 2026-07-01 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | F - Tax | $27.65 | -872 | 634.4K | -0.1% | -$24.1K |
| DM | 2026-07-02 17:52 | 2026-07-01 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | $0.00 | -1,613 | 821 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-01 | M | A | 830 | — | 634,473 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2026-07-01 | F | D | 448 | $27.65 | 634,025 | D | — | — | (F2) Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| 3 | Common | Common Stock | 2026-07-01 | M | A | 510 | — | 634,535 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 4 | Common | Common Stock | 2026-07-01 | F | D | 276 | $27.65 | 634,259 | D | — | — | (F2) Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| 5 | Common | Common Stock | 2026-07-01 | M | A | 273 | — | 634,532 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 6 | Common | Common Stock | 2026-07-01 | F | D | 148 | $27.65 | 634,384 | D | — | — | (F2) Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| 7 | Derivative | Restricted Stock Units | 2026-07-01 | M | D | 830 | $0.00 | 830 | D | — · — to — | 830 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F3) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. (F3) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| 8 | Derivative | Restricted Stock Units | 2026-07-01 | M | D | 510 | $0.00 | 1,020 | D | — · — to — | 510 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F4) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. (F4) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |
| 9 | Derivative | Restricted Stock Units | 2026-07-01 | M | D | 273 | $0.00 | 821 | D | — · — to — | 273 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F5) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock. (F5) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock. |