Form 4 for TIPT TIPTREE INC.
Accepted 2022-06-28 00:00:00 ET · period of report 2022-06-27 · accession 0001393726-22-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-28 | 2022-06-27 | TIPT | Inayatullah Arif | 10% | M - OptEx | $6.93 | +440.3K | 3.54M | +14% | +$3.05M |
| D | 2022-06-28 | 2022-06-27 | TIPT | Inayatullah Arif | 10% | M - OptEx | $0.00 | -440.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-27 | M | A | 440,318 | $6.93 | 3,537,412 | D | — | — | (F1) On June 27, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $3,050,082.79 from the exercise of the 2022 Warrants. |
| 2 | Derivative | Tiptree Inc. warrant 2022 | 2022-06-27 | M | D | 440,318 | $0.00 | 0 | D | $6.93 · 2018-04-10 to 2022-06-30 | 440,318 Common Stock | (F1) On June 27, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $3,050,082.79 from the exercise of the 2022 Warrants. |