Form 4 for DHX DHI GROUP, INC.
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-03 · accession 0001393883-23-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-06 | 2023-02-03 | DHX | Farnsworth Paul | CTO | F - Tax | $6.01 | -13.7K | 417.2K | -3% | -$82.5K |
| 2023-02-06 | 2023-02-03 | DHX | Farnsworth Paul | CTO | A - Grant | $0.00 | +50.0K | 467.2K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | F | D | 7,059 | $6.01 | 423,825 | D | — | — | (F1) Reflects the withholding of shares by the issuer to satisfy tax obligations upon the vesting of restricted stock. |
| 2 | Common | Common Stock | 2023-02-03 | F | D | 6,660 | $6.01 | 417,165 | D | — | — | (F2) Reflects the withholding of shares by the issuer to satisfy tax obligations upon the vesting of a performance-based restricted stock unit. |
| 3 | Common | Common Stock | 2023-02-03 | A | A | 50,000 | $0.00 | 467,165 | D | — | — | (F3) Represents a grant of restricted stock that will vest according to the following schedule: 1/3 on February 3, 2024, 1/3 on February 3, 2025 and 1/3 on February 3, 2026, provided that the reporting person remains in continuous service with the issuer as of each vesting date. |