Form 4 for OPY OPPENHEIMER HOLDINGS INC

Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0001395774-24-000004 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-02-01	2024-01-30	OPY	McNAMARA DENNIS P	Sec	J - Other	—	+2,357	26.7K	+10%	—
D	2024-02-01	2024-01-30	OPY	McNAMARA DENNIS P	Sec	J - Other	—	-4,000	17.5K	-19%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A non-voting common stock	2024-01-30	J	A	2,357	—	26,681	D	—	—	(F1) The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.
2	Derivative	Restricted Class A non-voting common stock	2024-01-30	J	D	4,000	—	17,500	D	— · — to —	4,000 Class A non-voting common stock	(F1) The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.