Form 4 for OPLN OPENLANE, Inc.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001395942-21-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-14 | 2021-12-10 | OPLN | EVP, CFO | F - Tax | $16.04 | -171 | 259.2K | -0.1% | -$2,743 | |
| D | 2021-12-14 | 2021-12-10 | OPLN | EVP, CFO | M - OptEx | $0.00 | +171 | 259.4K | +0.1% | $0 | |
| D | 2021-12-14 | 2021-12-10 | OPLN | EVP, CFO | M - OptEx | $0.00 | -171 | 9,986 | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | F | D | 171 | $16.04 | 259,246.72 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | M | A | 171 | $0.00 | 259,417.72 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F2) Includes 4,159.139 shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 171 | $0.00 | 9,986 | D | — · — to — | 171 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F5) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 4,978 of these restricted stock units vest on February 21, 2022 and the remaining 5,008 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. |