Form 4 for OPLN OPENLANE, Inc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-21 · accession 0001395942-22-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | +1,575 | 15.5K | +11% | $0 |
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Anderson Scott A | CAO | F - Tax | $13.88 | -487 | 15.3K | -3% | -$6,758 |
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | -927.38 | 0 | -100% | $0 |
| D | 2022-02-23 | 2022-02-22 | OPLN | Anderson Scott A | CAO | A - Grant | $0.00 | -648 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-21 | M | A | 624 | $0.00 | 15,020.71 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022. (F2) Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-02-21 | F | D | 164 | $13.97 | 14,856.71 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-22 | F | D | 103 | $13.83 | 15,485.10 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-22 | F | D | 220 | $13.83 | 15,284.71 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-22 | M | A | 303.38 | $0.00 | 15,588.10 | D | — | — | (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. |
| 6 | Common | Common Stock | 2022-02-22 | M | A | 648 | $0.00 | 15,504.71 | D | — | — | (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. |
| 7 | Derivative | Restricted Stock Units | 2022-02-21 | M | D | 624 | $0.00 | 626.80 | D | — · — to — | 624 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F6) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-02-22 | A | D | 648 | $0.00 | 0 | D | — · — to — | 648 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F8) These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. |
| 9 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 303.38 | $0.00 | 0 | D | — · — to — | 303.38 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F7) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. |