Form 4 for OPLN OPENLANE, Inc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-21 · accession 0001395942-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Price Lisa A. | EVP, CHRO | M - OptEx | $0.00 | +5,671 | 32.7K | +21% | $0 |
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Price Lisa A. | EVP, CHRO | F - Tax | $14.08 | -1,643 | 31.6K | -5% | -$23.1K |
| DM | 2022-02-23 | 2022-02-21+ | OPLN | Price Lisa A. | EVP, CHRO | M - OptEx | $0.00 | -1,886 | 1,311 | -59% | $0 |
| D | 2022-02-23 | 2022-02-22 | OPLN | Price Lisa A. | EVP, CHRO | A - Grant | $0.00 | -3,785 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-21 | M | A | 1,311 | $0.00 | 28,886.73 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022. (F2) Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-02-21 | F | D | 427 | $14.78 | 28,459.73 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-22 | M | A | 575 | $0.00 | 29,034.73 | D | — | — | (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. |
| 4 | Common | Common Stock | 2022-02-22 | F | D | 165 | $13.83 | 28,869.73 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-22 | F | D | 1,051 | $13.83 | 31,603.29 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-22 | M | A | 3,784.57 | $0.00 | 32,654.29 | D | — | — | (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. |
| 7 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 575 | $0.00 | 0 | D | — · — to — | 575 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F6) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022. |
| 8 | Derivative | Restricted Stock Units | 2022-02-22 | A | D | 3,784.57 | $0.00 | 0 | D | — · — to — | 3,784.57 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F8) These restricted stock units remained subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. |
| 9 | Derivative | Restricted Stock Units | 2022-02-21 | M | D | 1,311 | $0.00 | 1,311 | D | — · — to — | 1,311 Common Stock | (F5) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F7) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. |