Form 4 for OPLN OPENLANE, Inc.
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001395942-22-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09 | OPLN | Anderson Scott A | CAO | F - Tax | $13.37 | -188 | 18.8K | -1.0% | -$2,514 |
| DM | 2022-12-13 | 2022-12-09 | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | +188 | 18.9K | +1% | $0 |
| D | 2022-12-13 | 2022-12-09 | OPLN | Anderson Scott A | CAO | A - Grant | $0.00 | +10.0K | 10.0K | New | $0 |
| DM | 2022-12-13 | 2022-12-09 | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | -188 | 6,118 | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | F | D | 55 | $13.37 | 18,790.11 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-09 | F | D | 17 | $13.37 | 18,790.11 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-09 | M | A | 4 | $0.00 | 18,794.11 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 4 | Common | Common Stock | 2022-12-09 | M | A | 17 | $0.00 | 18,807.11 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 5 | Common | Common Stock | 2022-12-09 | M | A | 55 | $0.00 | 18,845.11 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 6 | Common | Common Stock | 2022-12-09 | F | D | 4 | $13.37 | 18,790.11 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-09 | F | D | 112 | $13.37 | 18,790.11 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-09 | M | A | 112 | $0.00 | 18,902.11 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F2) Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 9 | Derivative | Restricted Stock Units | 2022-12-09 | A | A | 10,000 | $0.00 | 10,000 | D | — · — to — | 10,000 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F9) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. |
| 10 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 55 | $0.00 | 3,645 | D | — · — to — | 55 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F8) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,815 of these restricted stock units vest on March 4, 2023 and the remaining 1,830 of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date. |
| 11 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 17 | $0.00 | 1,076 | D | — · — to — | 17 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F6) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 534 of these restricted stock units vest on May 7, 2023 and the remaining 542 of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date. |
| 12 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 4 | $0.00 | 622.80 | D | — · — to — | 4 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F7) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 21, 2023, assuming continued employment through the applicable vesting date. |
| 13 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 112 | $0.00 | 6,118 | D | — · — to — | 112 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F5) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,015 of these restricted stock units vest on February 28, 2023, 2,026 of these restricted stock units vest on February 28, 2024, and the remaining 2,077 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date. |