Form 4 for OPLN OPENLANE, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-21 · accession 0001395942-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-21 | OPLN | HALLETT JAMES P | Executive COB, Dir | M - OptEx | $0.00 | +14.1K | 640.3K | +2% | $0 |
| D | 2023-02-22 | 2023-02-21 | OPLN | HALLETT JAMES P | Executive COB, Dir | F - Tax | $14.12 | -3,693 | 636.6K | -0.6% | -$52.1K |
| D | 2023-02-22 | 2023-02-21 | OPLN | HALLETT JAMES P | Executive COB, Dir | M - OptEx | $0.00 | -14.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 14,122 | $0.00 | 640,263.87 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023. (F2) Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-02-21 | F | D | 3,693 | $14.12 | 636,570.87 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 14,122 | $0.00 | 0 | D | — · — to — | 14,122 Common Stock | (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F5) These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. |