Form 4 for OPLN OPENLANE, Inc.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001395942-23-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08 | OPLN | Anderson Scott A | CAO | F - Tax | $14.34 | -288 | 26.6K | -1% | -$4,130 |
| DM | 2023-12-12 | 2023-12-08 | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | +288 | 26.6K | +1% | $0 |
| DM | 2023-12-12 | 2023-12-08 | OPLN | Anderson Scott A | CAO | M - OptEx | $0.00 | -288 | 4,041 | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | F | D | 154 | $14.34 | 26,583.13 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 14 | $14.34 | 26,583.13 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-08 | M | A | 14 | $0.00 | 26,597.13 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 4 | Common | Common Stock | 2023-12-08 | M | A | 154 | $0.00 | 26,737.13 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 5 | Common | Common Stock | 2023-12-08 | F | D | 58 | $14.34 | 26,583.13 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-08 | M | A | 58 | $0.00 | 26,641.13 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. |
| 7 | Common | Common Stock | 2023-12-08 | M | A | 62 | $0.00 | 26,645.13 | D | — | — | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F2) Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| 8 | Common | Common Stock | 2023-12-08 | F | D | 62 | $14.34 | 26,583.13 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 58 | $0.00 | 6,609 | D | — · — to — | 58 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F6) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 3,275 restricted stock units vest on May 9, 2024 and the remaining 3,334 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. |
| 10 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 154 | $0.00 | 8,333 | D | — · — to — | 154 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F7) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,745 of these restricted stock units vest on February 24, 2024, 2,759 of these restricted stock units vest on February 24, 2025 and the remaining 2,829 of these restricted stock units vest on February 24, 2026, assuming continued employment through the applicable vesting date. |
| 11 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 14 | $0.00 | 1,816 | D | — · — to — | 14 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F8) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 4, 2024, assuming continued employment through the applicable vesting date. |
| 12 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 62 | $0.00 | 4,041 | D | — · — to — | 62 Common Stock | (F1) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. (F5) These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,016 of these restricted stock units vest on February 28, 2024 and the remaining 2,025 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date. |