Form 4 for ESTA ESTABLISHMENT LABS HOLDINGS INC.
Accepted 2023-11-15 00:00:00 ET · period of report 2023-11-13 · accession 0001398327-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-15 | 2023-11-13 | ESTA | LEWIN NICHOLAS SHERIDAN | Dir | M - OptEx | $18.00 | +250.0K | 1.06M | +31% | +$4.50M |
| D | 2023-11-15 | 2023-11-13 | ESTA | LEWIN NICHOLAS SHERIDAN | Dir | M - OptEx | $0.00 | -250.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-13 | M | A | 250,000 | $18.00 | 1,062,888 | D | — | — | |
| 2 | Derivative | Stock Option (Right to buy) | 2023-11-13 | M | D | 250,000 | $0.00 | 0 | D | $18.00 · — to — | 250,000 Common Shares | (F2) The option, originally for 250,000 shares, vested as to one-fourth of the shares on July 18, 2019, and each subsequent one-year anniversary thereafter. |