Form 4 for CLM Cornerstone Strategic Investment Fund, Inc.
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001398344-21-018949 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-21 | 2021-09-17 | CLM | Morris Matthew | Dir | S - Sale | $12.89 | -13.0K | 39.1K | -25% | -$167.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | S | D | 13,000 | $12.89 | 39,147 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $12.87 to $12.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |