Form 4 for HERZ Herzfeld Credit Income Fund, Inc
Accepted 2021-10-15 00:00:00 ET · period of report 2021-09-30 · accession 0001398344-21-019980 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-10-15 | 2021-09-30+ | HERZ | HERZFELD THOMAS J | Dir | J - Other | $5.68 | +19.4K | 558.6K | +4% | +$110.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-10-01 | J | A | 3,669 | $5.68 | 562,247 | D | — | — | |
| 2 | Common | Common stock | 2021-10-04 | J | A | 78 | $5.68 | 562,325 | D | — | — | |
| 3 | Common | Common stock | 2021-09-30 | J | A | 15,680 | $5.68 | 558,578 | D | — | — | (F2) Includes 8,582 shares issued in two transactions as part of the dividend reinvestment plan on March 31, 2021 and June 30, 2021. |