Form 4 for CLM Cornerstone Strategic Investment Fund, Inc.
Accepted 2022-06-29 00:00:00 ET · period of report 2022-06-27 · accession 0001398344-22-012685 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-06-29 | 2022-06-27 | CLM | BRADSHAW RALPH W | Pres, Dir | M - OptEx | $8.27 | +2,440 | 47.4K | +5% | +$20.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-27 | M | A | 2,440 | $8.27 | 47,412 | I By IRA | — | — | (F1) Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. (F2) The total shares in column (5) includes 10,775 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |