Form 4 for NEPH NEPHROS INC
Accepted 2026-09-16 16:59:48 ET · period of report 2026-09-14 · accession 0001398344-26-017116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-16 16:59 | 2026-09-14 | NEPH | Amron Arthur H | Dir | J - Other | $0.00 | +17.7K | 158.6K | +13% | $0 | |
| MI | 2026-09-16 16:59 | 2026-09-14 | NEPH | Amron Arthur H | Dir | J - Other | $3.51 | +25.5K | 25.5K | New | +$89.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | J | A | 17,749 | $0.00 | 158,623 | D | — | — | (F1) Represents an in-kind distribution from Wexford Partners 11, L.P. ("WP11"), Wexford 11 Advisors LLC ("WP Advisors") and WPIC 2 LLC ("WPIC2", and together with WP11 and WP Advisors, the "Wexford Entities") that does not involve (i) a purchase or a sale of securities or (ii) any additional consideration. |
| 2 | Common | Common Stock | 2026-09-14 | J | A | 2,836 | $0.00 | 2,836 | I See footnote | — | — | (F1) Represents an in-kind distribution from Wexford Partners 11, L.P. ("WP11"), Wexford 11 Advisors LLC ("WP Advisors") and WPIC 2 LLC ("WPIC2", and together with WP11 and WP Advisors, the "Wexford Entities") that does not involve (i) a purchase or a sale of securities or (ii) any additional consideration. (F2) Represents the common stock of the Issuer held by Amron Holdings LLC ("Amron Holdings"). (F4) Arthur Amron may, by reason of his status as a controlling person of Amron Holdings, be deemed to own beneficially the securities held by Amron Holdings. Mr. Amron holds the power to vote and to dispose of the securities held by Amron Holdings. |
| 3 | Common | Common Stock | 2026-09-14 | J | A | 22,710 | $3.95 | 25,546 | I See footnote | — | — | (F3) Represents a sale of certain shares of common stock from the Wexford Entities to Amron Holdings, the proceeds of which were distributed to certain underlying investors of the Wexford Entities. No Wexford Entities shall receive any compensation, directly or indirectly, in connection with the transaction described herein. (F2) Represents the common stock of the Issuer held by Amron Holdings LLC ("Amron Holdings"). (F4) Arthur Amron may, by reason of his status as a controlling person of Amron Holdings, be deemed to own beneficially the securities held by Amron Holdings. Mr. Amron holds the power to vote and to dispose of the securities held by Amron Holdings. |