Form 4 for FET FORUM ENERGY TECHNOLOGIES, INC.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001401257-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | FET | GAUT C CHRISTOPHER | Exec. COB, Dir | C - Cnv Deriv | $27.00 | +888 | 297.9K | +0.3% | +$24.0K |
| D | 2023-01-05 | 2023-01-03 | FET | GAUT C CHRISTOPHER | Exec. COB, Dir | C - Cnv Deriv | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | C | A | 888 | $27.00 | 297,867 | D | — | — | |
| 2 | Derivative | 9.00% Convertible Senior Secured Notes due 2025 | 2023-01-03 | C | D | — | $0.00 | 0 | D | $27.00 · — to — | 888 Common Stock | (F2) Following the Mandatory Conversion, the reporting person owns $26,227 principal amount of the Notes. The Notes are no longer convertible into common stock of the Issuer. (F1) The principal amount of the 9.00% Convertible Senior Secured Notes due 2025 (the "Notes") specified in column 5 were mandatorily converted into shares of common stock of the issuer on January 3, 2023 pursuant to the terms of the indenture governing the Notes (the "Mandatory Conversion"). |