Form 4 for FET FORUM ENERGY TECHNOLOGIES, INC.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001401257-23-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-18+ | FET | IVASCU JOHN C | EVP, GC, CCO | F - Tax | $31.71 | -8,201 | 43.1K | -16% | -$260.1K |
| DM | 2023-02-22 | 2023-02-18+ | FET | IVASCU JOHN C | EVP, GC, CCO | M - OptEx | $7.64 | +11.4K | 48.8K | +31% | +$87.4K |
| DM | 2023-02-22 | 2023-02-18+ | FET | IVASCU JOHN C | EVP, GC, CCO | M - OptEx | $0.00 | -16.8K | 11.4K | -59% | $0 |
| D | 2023-02-22 | 2023-02-17 | FET | IVASCU JOHN C | EVP, GC, CCO | A - Grant | $0.00 | +11.8K | 11.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-18 | F | D | 2,250 | $31.70 | 46,561 | D | — | — | (F4) These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022. |
| 2 | Common | Common Stock | 2023-02-19 | M | A | 5,321 | $0.00 | 51,882 | D | — | — | (F5) Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. |
| 3 | Common | Common Stock | 2023-02-19 | M | D | 5,321 | $31.70 | 46,561 | D | — | — | (F5) Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. |
| 4 | Common | Common Stock | 2023-02-19 | F | D | 2,093 | $31.70 | 44,468 | D | — | — | (F6) These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021. |
| 5 | Common | Common Stock | 2023-02-21 | F | D | 1,416 | $31.78 | 43,052 | D | — | — | (F7) These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020. |
| 6 | Common | Common Stock | 2023-02-18 | M | A | 5,720 | $0.00 | 45,533 | D | — | — | (F1) Reflects the vesting of restricted stock units granted on February 18, 2022. |
| 7 | Common | Common Stock | 2023-02-18 | F | D | 2,442 | $31.70 | 43,091 | D | — | — | (F2) These shares were surrendered to satisfy the tax obligations related to the vesting of a phantom restricted stock unit award granted on February 18, 2022. |
| 8 | Common | Common Stock | 2023-02-18 | M | A | 5,720 | $0.00 | 48,811 | D | — | — | (F3) Reflects the vesting of performance restricted stock units granted on February 18, 2022. |
| 9 | Derivative | Phantom Restricted Stock Units | 2023-02-19 | M | D | 5,321 | $0.00 | 5,322 | D | — · — to — | 5,321 Common Stock | (F5) Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. |
| 10 | Derivative | Performance Restricted Stock Units | 2023-02-18 | M | D | 5,720 | $0.00 | 11,440 | D | — · — to — | 5,720 Common Stock | (F3) Reflects the vesting of performance restricted stock units granted on February 18, 2022. |
| 11 | Derivative | Phantom Restricted Stock Units | 2023-02-18 | M | D | 5,720 | $0.00 | 11,440 | D | — · — to — | 5,720 Common Stock | (F1) Reflects the vesting of restricted stock units granted on February 18, 2022. |
| 12 | Derivative | Phantom Restricted Stock Units | 2023-02-17 | A | A | 11,830 | $0.00 | 11,830 | D | — · — to — | 11,830 Common Stock | (F8) Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, or cash in lieu thereof, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/17/2023). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. |