Form 4 for VICR VICOR CORP
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001403540-21-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13 | VICR | Tuozzolo Claudio | Corp. VP, Dir | S - Sale+OE | $124.01 | -1,934 | 47.2K | -4% | -$239.8K |
| D | 2021-09-15 | 2021-09-13 | VICR | Tuozzolo Claudio | Corp. VP, Dir | M - OptEx | $17.30 | +1,525 | 48.8K | +3% | +$26.4K |
| D | 2021-09-15 | 2021-09-13 | VICR | Tuozzolo Claudio | Corp. VP, Dir | M - OptEx | $0.00 | -1,525 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | S | D | 810 | $123.91 | 47,954 | D | — | — | (F1) This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. |
| 2 | Common | Common Stock | 2021-09-13 | M | A | 1,525 | $17.30 | 48,764 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-13 | S | D | 1,124 | $124.08 | 47,239 | D | — | — | |
| 4 | Derivative | Non Qualified Stock Option | 2021-09-13 | M | D | 1,525 | $0.00 | 0 | D | $17.30 · — to 2023-09-13 | 1,525 Common Stock | (F2) This stock option is exercisable in full. |