Form 4 for CALX CALIX, INC
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001406666-21-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | CALX | SINDELAR CORY | CFO | M - OptEx | $5.05 | +20.0K | 92.3K | +28% | +$101.0K |
| D | 2021-11-01 | 2021-10-28 | CALX | SINDELAR CORY | CFO | S - Sale+OE | $60.05 | -20.0K | 72.3K | -22% | -$1.20M |
| D | 2021-11-01 | 2021-10-28 | CALX | SINDELAR CORY | CFO | M - OptEx | $0.00 | -20.0K | 280.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | M | A | 20,000 | $5.05 | 92,310 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 20,000 | $60.05 | 72,310 | D | — | — | (F1) Shares sold between $60.00 and $60.295 per share at a weighted average price of $60.0463. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. |
| 3 | Derivative | Stock Option (right to buy) | 2021-10-28 | M | D | 20,000 | $0.00 | 280,000 | D | $5.05 · — to 2027-10-01 | 20,000 Common Stock | (F2) 100% of the shares subject to the option grant were fully vested and exercisable on October 1, 2021. |