Form 4 for CALX CALIX, INC
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001406666-21-000128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-02 | 2021-10-29 | CALX | Collins John Matthew | EVP, Commercial Ops | M - OptEx | $6.95 | +10.8K | 10.8K | New | +$75.3K |
| DM | 2021-11-02 | 2021-10-29+ | CALX | Collins John Matthew | EVP, Commercial Ops | S - Sale+OE | $62.40 | -10.8K | 1,917 | -85% | -$675.8K |
| D | 2021-11-02 | 2021-10-29 | CALX | Collins John Matthew | EVP, Commercial Ops | M - OptEx | $0.00 | -10.8K | 60.2K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | M | A | 10,829 | $6.95 | 10,829 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-02 | S | D | 829 | $70.05 | 0 | D | — | — | (F3) Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. |
| 3 | Common | Common Stock | 2021-10-29 | S | D | 1,088 | $61.60 | 829 | D | — | — | (F2) Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. |
| 4 | Common | Common Stock | 2021-10-29 | S | D | 8,912 | $61.79 | 1,917 | D | — | — | (F1) Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. |
| 5 | Derivative | Stock Option (right to buy) | 2021-10-29 | M | D | 10,829 | $0.00 | 60,171 | D | $6.95 · — to 2027-08-01 | 10,829 Common Stock | (F4) 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021. |