Form 4 for IVZ Invesco
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001407922-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-01 | 2024-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | M - OptEx | $0.00 | +121.4K | 566.2K | +27% | $0 |
| D | 2024-03-01 | 2024-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | A - Grant | $0.00 | +71.7K | 71.7K | New | $0 |
| DM | 2024-03-01 | 2024-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | M - OptEx | $0.00 | -69.5K | 43.0K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-28 | M | A | 25,538 | $0.00 | 514,268 | D | — | — | |
| 2 | Common | Common Shares | 2024-02-28 | M | A | 13,122 | $0.00 | 579,352 | D | — | — | |
| 3 | Common | Common Shares | 2024-02-28 | M | A | 16,478 | $0.00 | 595,830 | D | — | — | |
| 4 | Common | Common Shares | 2024-02-28 | M | A | 14,333 | $0.00 | 610,163 | D | — | — | |
| 5 | Common | Common Shares | 2024-02-28 | M | A | 51,962 | $0.00 | 566,230 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-02-28 | A | A | 71,693 | $0.00 | 71,693 | D | $0.00 · — to — | 71,693 Common Shares | (F1) The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd. (F2) The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment. |
| 7 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 13,122 | $0.00 | 13,122 | D | $0.00 · — to — | 13,122 Common Shares | (F1) The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd. (F2) The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment. |
| 8 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 25,538 | $0.00 | 0 | D | $0.00 · — to — | 25,538 Common Shares | (F1) The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd. (F2) The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment. |
| 9 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 16,478 | $0.00 | 32,957 | D | $0.00 · — to — | 16,478 Common Shares | (F1) The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd. (F2) The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment. |
| 10 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 14,333 | $0.00 | 42,999 | D | $0.00 · — to — | 14,333 Common Shares | (F1) The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd. (F2) The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment. |