Form 4 for HAPN Happen, Inc.
Accepted 2025-08-27 00:00:00 ET · period of report 2025-08-25 · accession 0001409970-25-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-27 | 2025-08-25 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $16.31 | -11.5K | 390.2K | -3% | -$187.8K |
| DM | 2025-08-27 | 2025-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +21.6K | 401.8K | +6% | $0 |
| DM | 2025-08-27 | 2025-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -21.6K | 15.5K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-25 | F | D | 11,514 | $16.31 | 390,250 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2025-08-25 | M | A | 8,865 | $0.00 | 396,758 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2025-08-25 | M | A | 7,749 | $0.00 | 387,893 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2025-08-25 | M | A | 5,006 | $0.00 | 401,764 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2025-08-25 | M | D | 8,865 | $0.00 | 53,188 | D | $0.00 · — to — | 8,865 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2025-08-25 | M | D | 5,006 | $0.00 | 50,058 | D | $0.00 · — to — | 5,006 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2025-08-25 | M | D | 7,749 | $0.00 | 15,498 | D | $0.00 · — to — | 7,749 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |