Form 4 for HAPN Happen, Inc.
Accepted 2026-08-27 18:10:05 ET · period of report 2026-08-25 · accession 0001409970-26-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-08-27 18:10 | 2026-08-25 | HAPN | Mattics Steven C | Bank - Chief Lending Off | M - OptEx | $0.00 | +27.2K | 79.0K | +53% | $0 |
| D | 2026-08-27 18:10 | 2026-08-25 | HAPN | Mattics Steven C | Bank - Chief Lending Off | F - Tax | $18.25 | -13.7K | 65.3K | -17% | -$250.0K |
| DM | 2026-08-27 18:10 | 2026-08-25 | HAPN | Mattics Steven C | Bank - Chief Lending Off | M - OptEx | $0.00 | -27.2K | 61.8K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-25 | M | A | 21,034 | $0.00 | 72,773 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2026-08-25 | M | A | 6,179 | $0.00 | 78,952 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2026-08-25 | F | D | 13,697 | $18.25 | 65,255 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2026-08-25 | M | D | 21,034 | $0.00 | 147,236 | D | $0.00 · — to — | 21,034 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 33.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2026-08-25 | M | D | 6,179 | $0.00 | 61,795 | D | $0.00 · — to — | 6,179 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |