Form 4 for HAPN Happen, Inc.
Accepted 2026-08-27 18:12:30 ET · period of report 2026-08-25 · accession 0001409970-26-000186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-08-27 18:12 | 2026-08-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | +27.8K | 1.51M | +2% | $0 |
| DT | 2026-08-27 18:12 | 2026-08-25 | HAPN | Sanborn Scott | CEO, Dir | F - Tax | $18.25 | -14.9K | 1.49M | -1.0% | -$271.1K |
| DT | 2026-08-27 18:12 | 2026-08-26 | HAPN | Sanborn Scott | CEO, Dir | S - Sale+OE | $18.25 | -28.8K | 1.46M | -2% | -$524.7K |
| DMT | 2026-08-27 18:12 | 2026-08-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | -27.8K | 66.2K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-25 | M | A | 13,151 | $0.00 | 1,491,714 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2026-08-25 | M | A | 8,045 | $0.00 | 1,499,759 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2026-08-25 | M | A | 6,621 | $0.00 | 1,506,380 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2026-08-25 | F | D | 14,856 | $18.25 | 1,491,524 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2026-08-26 | S | D | 28,750 | $18.25 | 1,462,774 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. (F4) This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2026-08-25 | M | D | 13,151 | $0.00 | 26,302 | D | $0.00 · — to — | 13,151 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F6) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2026-08-25 | M | D | 8,045 | $0.00 | 48,270 | D | $0.00 · — to — | 8,045 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F6) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2026-08-25 | M | D | 6,621 | $0.00 | 66,209 | D | $0.00 · — to — | 6,621 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F6) Not applicable. |