Form 4 for ICUI ICU MEDICAL INC/DE
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001410442-21-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-03 | ICUI | Jain Vivek | COB, CEO, Dir | S - Sale+OE | $240.00 | -24.0K | 12.8K | -65% | -$5.76M |
| DM | 2021-11-05 | 2021-11-03 | ICUI | Jain Vivek | COB, CEO, Dir | M - OptEx | $58.79 | +24.0K | 24.8K | +3,081% | +$1.41M |
| DM | 2021-11-05 | 2021-11-03 | ICUI | Jain Vivek | COB, CEO, Dir | M - OptEx | $0.00 | -24.0K | 254.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | S | D | 12,000 | $240.00 | 12,779 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.00 to $240.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 2 | Common | Common Stock | 2021-11-03 | M | A | 12,000 | $58.79 | 24,779 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-03 | S | D | 12,000 | $240.00 | 12,779 | D | — | — | (F2) All shares sold were sold at the exact price disclosed. |
| 4 | Common | Common Stock | 2021-11-03 | M | A | 12,000 | $58.79 | 24,779 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-03 | M | D | 12,000 | $0.00 | 266,366 | D | $58.79 · 2018-02-13 to 2024-02-24 | 12,000 Common Stock | |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-03 | M | D | 12,000 | $0.00 | 254,366 | D | $58.79 · 2018-02-13 to 2024-02-24 | 12,000 Common Stock |