Form 4 for AWK American Water Works
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-19 · accession 0001410636-21-000216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-19 | AWK | Duffy Maureen | SVP, Comms, External Affairs | M - OptEx | $52.75 | +4,136 | 23.3K | +22% | +$218.2K |
| D | 2021-11-22 | 2021-11-19 | AWK | Duffy Maureen | SVP, Comms, External Affairs | S - Sale+OE | $173.72 | -4,136 | 19.1K | -18% | -$718.5K |
| D | 2021-11-22 | 2021-11-19 | AWK | Duffy Maureen | SVP, Comms, External Affairs | M - OptEx | $0.00 | -4,136 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | M | A | 4,136 | $52.75 | 23,256 | D | — | — | (F1) Includes 196 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. |
| 2 | Common | Common Stock | 2021-11-19 | S | D | 4,136 | $173.72 | 19,120 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-19 | M | D | 4,136 | $0.00 | 0 | D | $52.75 · — to 2021-12-31 | 4,136 Common Stock | (F2) This option award vested in three equal installments on January 1, 2016, 2017 and 2018. |