Form 4 for AWK American Water Works
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-19 · accession 0001410636-21-000218 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-19 | AWK | Lynch Walter | Pres, CEO, Dir | M - OptEx | $65.15 | +24.6K | 157.1K | +19% | +$1.60M |
| D | 2021-11-22 | 2021-11-19 | AWK | Lynch Walter | Pres, CEO, Dir | S - Sale+OE | $173.42 | -24.6K | 132.5K | -16% | -$4.27M |
| D | 2021-11-22 | 2021-11-19 | AWK | Lynch Walter | Pres, CEO, Dir | M - OptEx | $0.00 | -24.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | M | A | 24,617 | $65.15 | 157,119 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-19 | S | D | 24,617 | $173.42 | 132,502 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.22 to $173.85, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-19 | M | D | 24,617 | $0.00 | 0 | D | $65.15 · — to 2022-12-31 | 24,617 Common Stock | (F2) This option award vested in three equal installments on January 1, 2017, 2018 and 2019. |