Form 4 for AWK American Water Works
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001410636-23-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-16 | 2023-02-14 | AWK | Kennedy Melanie M | EVP, CHRO | F - Tax | $149.31 | -1,156 | 14.4K | -7% | -$172.6K | |
| M | 2023-02-16 | 2023-02-14 | AWK | Kennedy Melanie M | EVP, CHRO | A - Grant | $0.00 | +4,468 | 15.6K | +40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | F | D | 1,156 | $149.31 | 14,450 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-14 | A | A | 1,098 | $0.00 | 12,236 | D | — | — | (F1) Represents shares underlying an award of restricted stock units (RSUs) granted on February 14, 2023, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2024, 2025 and 2026, subject to continued employment on each vesting date. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). |
| 3 | Common | Common Stock | 2023-02-14 | A | A | 3,370 | $0.00 | 15,606 | D | — | — | (F2) Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2020, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 14, 2023. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). |