Form 4 for AWK American Water Works

Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-13 · accession 0001410636-24-000065 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-02-15	2024-02-13	AWK	Hardwick M Susan	Pres, CEO, Dir	A - Grant	$0.00	+17.1K	43.1K	+66%	$0
	2024-02-15	2024-02-13	AWK	Hardwick M Susan	Pres, CEO, Dir	F - Tax	$119.78	-2,057	41.0K	-5%	-$246.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-02-13	A	A	12,257	$0.00	38,222	D	—	—	(F1) Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).
2	Common	Common Stock	2024-02-13	F	D	2,057	$119.78	41,048	D	—	—
3	Common	Common Stock	2024-02-13	A	A	4,883	$0.00	43,105	D	—	—	(F2) Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2021, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 13, 2024. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).