Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-10 · accession 0001411207-21-000187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | 2021-11-12 | ALSN | RABAUT THOMAS W | Dir | P - Purchase | $36.59 | +5,475 | 9,865 | +125% | +$200.3K | |
| 2021-11-16 | 2021-11-10 | ALSN | RABAUT THOMAS W | Dir | G - Gift | $0.00 | -50.7K | 4,390 | -92% | $0 | |
| I | 2021-11-16 | 2021-11-10 | ALSN | RABAUT THOMAS W | Dir | G - Gift | $0.00 | +50.7K | 50.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | P | A | 5,475 | $36.59 | 9,865 | D | — | — | (F2) The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $36.49 to $36.65. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-11-10 | G | D | 50,688 | $0.00 | 4,390 | D Thomas Willi Rabaut Living Trust DTD 7/23/1999 | — | — | |
| 3 | Common | Common Stock | 2021-11-10 | G | A | 50,688 | $0.00 | 50,688 | I | — | — |