Form 4 for EFC Ellington Financial Inc.

Accepted 2024-06-18 00:00:00 ET · period of report 2024-06-14 · accession 0001411342-24-000062 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-06-18	2024-06-14+	EFC	Vranos Michael W	Co-CIO	S - Sale	$12.13	-16.6K	169.2K	-9%	-$201.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-06-17	S	D	8,300	$12.15	160,874	I In Trusts	—	—	(F4) These shares of Common Stock are held in family trusts established by EMGH partners (other than Mr. Vranos) for which Mr. Vranos acts as trustee. One of the trusts, in which Mr. Vranos has sole voting power, owns 91,822 shares of Common Stock, and did not participate in these reported sales. The other trust, in which Mr. Vranos has shared voting power, holds the remaining shares of Common Stock; the decision to enter into the reported transactions was made by another trustee who shares voting power in that trust with Mr. Vranos.
2	Common	Common Stock	2024-06-14	S	D	8,300	$12.11	169,174	I In Trusts	—	—	(F4) These shares of Common Stock are held in family trusts established by EMGH partners (other than Mr. Vranos) for which Mr. Vranos acts as trustee. One of the trusts, in which Mr. Vranos has sole voting power, owns 91,822 shares of Common Stock, and did not participate in these reported sales. The other trust, in which Mr. Vranos has shared voting power, holds the remaining shares of Common Stock; the decision to enter into the reported transactions was made by another trustee who shares voting power in that trust with Mr. Vranos.