Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001411579-21-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | AMC | CONNOR KEVIN M | SVP, GC, Sec | F - Tax | $0.00 | -24.6K | 94.7K | -21% | $0 |
| D | 2021-11-03 | 2021-11-01 | AMC | CONNOR KEVIN M | SVP, GC, Sec | M - OptEx | $0.00 | +53.3K | 119.2K | +81% | $0 |
| D | 2021-11-03 | 2021-11-01 | AMC | CONNOR KEVIN M | SVP, GC, Sec | S - Sale+OE | $35.58 | -57.9K | 36.8K | -61% | -$2.06M |
| DM | 2021-11-03 | 2021-11-01 | AMC | CONNOR KEVIN M | SVP, GC, Sec | C - Cnv Deriv | $0.00 | -53.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2021-11-01 | F | D | 24,560 | $0.00 | 94,656 | D | — | — | (F2) Shares were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting. |
| 2 | Common | CLASS A COMMON STOCK | 2021-11-01 | M | A | 53,332 | $0.00 | 119,216 | D | — | — | (F1) Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain performance stock units ("PSUs") granted to the Reporting Person pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP"). |
| 3 | Common | CLASS A COMMON STOCK | 2021-11-01 | S | D | 57,864 | $35.58 | 36,792 | D | — | — | (F3) The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person more than 30 days prior to the transaction. (F4) Does not include Shares issuable upon future vesting of equity grants, including 118,089 Shares issuable based upon continued service and 147,129 Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 302,010 Shares. |
| 4 | Derivative | PERFORMANCE STOCK UNITS | 2021-11-01 | C | D | 26,666 | $0.00 | 0 | D | $0.00 · — to — | 26,666 CLASS A COMMON STOCK | (F5) Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030. (F7) The PSUs vested upon attainment of a VWAP of $8 and the Reporting Person's continued employment through October 30, 2021. |
| 5 | Derivative | PERFORMANCE STOCK UNITS | 2021-11-01 | C | D | 26,666 | $0.00 | 0 | D | $0.00 · — to — | 26,666 CLASS A COMMON STOCK | (F5) Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030. (F6) The PSUs vested upon attainment of a 20-day volume weighted average closing price ("VWAP") of $4 and the Reporting Person's continued employment through October 30, 2021. |